A series of pile load tests have been carried out on an instrumented model pile installed in instrumented clay beds prepared in a 1-g calibration chamber under two stages of consolidation, i.e. one dimensional and triaxial consolidation. A variety of loading techniques (Constant Rate of Penetration at different rates, Maintained Load and Statnamic) have been applied during the model pile tests.
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STATNAMIC TESTING OF PILES IN CLAY
BY
DUC HANH NGUYEN
A THESIS SUBMITTED FOR THE DEGREE OF DOCTOR OF PHILOSOPHY
DEPARTMENT OF CIVIL AND STRUCTURAL ENGINEERING
UNIVERSITY OF SHEFFIELD
OCTOBER 2005
ii
ABSTRACT
A series of pile load tests have been carried out on an instrumented model pile
installed in instrumented clay beds prepared in a 1-g calibration chamber under two
stages of consolidation, i.e. one dimensional and triaxial consolidation. A variety of
loading techniques (Constant Rate of Penetration at different rates, Maintained Load
and Statnamic) have been applied during the model pile tests.
On the basis of these tests, in conjunction with data from previous studies, shear rate
effects in clay, i.e. the enhancement of soil shear resistance under high rates of
shearing are highly non-linear. The available non-linear power laws for rate effects
were applied to the test results to predict the static load-settlement curve from rapid
load pile tests. It was found that these models can give a good prediction of the
ultimate static pile capacity, but they overpredict the settlement at load below the
ultimate value. Following this, an alternative method of deriving the static load-
settlement curve from a rapid load pile test, a non-linear power law incorporating
changing damping parameters, has been proposed. This method was used for the
model pile tests and then it was calibrated for field load tests carried out on a full
size instrumented pile installed in a stiff glacial till.
A simple theoretical method, which was proposed by Randolph & Wroth (1978) to
establish the relationship between the pile load and its settlement for static pile loads,
was modified for static pile load tests and then developed for rapid pile load tests.
The gradual decrease of the pile shaft resistance after its peak value to a residual pile
shaft resistance, which is known as the softening effect, plus the changes of pore
water pressures and the inertial behaviour of the soil around the pile were also
reported and discussed.
iii
ACKNOWLEDGEMENTS
The Author would like to express his deepest gratitude to his supervisors Prof. Bill
Anderson and Dr. Adrian F.L. Hyde for their advice, encouragement and constant
guidance throughout this research programme, and for their valuable time and efforts
in shaping the framework of this thesis. Also, the Author take this opportunity to
thank Prof. Bill Anderson and Dr. Adrian F.L. Hyde for their generosity in helping
me when I had a difficulty in finance at the end of the study.
The Author would like to thank technical staff at the University of Sheffield,
particularly Mr. Paul Osborne and Mr. Mark Foster for their assistance throughout
the experiments.
Special thanks are due to Dr. Michel Brown for his guidance and advice on the
laboratory experimental aspects of this work at the beginning of the research.
Thanks are also due to academic staff in the Geotechnical Engineering Group for
their friendship. Thanks are accorded to my friends for their assistance and sharing
their experience.
The Author would like to express his gratitude to David Lovegrove and his wife, for
their support and encouragement throughout the study. I feel this country is much
more beautiful with their friendship.
Finally, grateful thanks are extended to the Vietnamese government for providing a
full scholarship that enabled the Author to conduct this research.
iv
TABLE OF CONTENTS
Page
ABSTRACT ii
ACKNOWLEDGEMENT iii
TABLE OF CONTENTS iv
LIST OF TABLES ix
LIST OF FIGURES xi
NOTATIONS AND ABBREVIATIONS xxiii
CHAPTER 1 - INTRODUCTION
1.1 Background ……………………………………………………………………1
1.2 Research objectives……………………………………………………………2
1.3 Outline of thesis………………………………………………………………. 2
CHAPTER 2 - LITERATURE REVIEW
2.1 Introduction……………………………………………………………………4
2.2 Static load testing methods…………………………………………………….5
2.2.1 Maintained load test……………………………………………………...5
2.2.2 Constant rate of penetration test………………………………………….6
2.2.3 Osterberg load cell test…………………………………………………...7
2.3 Rate effects…………………………………………………………………….8
2.3.1 Rate effect studies using triaxial tests and torsion tests………………….9
2.3.2 Rate effect studies using direct shear tests……………………………...11
2.3.3 Rate effect studies using penetrometer and shear vane tests…………...13
2.3.4 Rate effect using a model instrumented pile in a clay bed……………...15
2.3.5 Results from field studies……………………………………………….16
2.4 Dynamic pile load tests……………………………………………………….18
2.4.1 The stress wave propagation equation………………………………….19
2.4.2 Pile dynamic resistance…………………………………………………20
v
2.4.3 Static pile capacity……………………………………………………...22
2.4.3.1 Case method of analysis……………………………………..……23
2.4.3.2 Signal matching method…………………………………………..23
2.4.4 Dynamic load test advantages and disadvantages………………………26
2.5 Statnamic load test……………………………………………………………26
2.6 Statnamic data interpretation…………………………………………………28
2.7 Quake values for shaft and toe resistances and the softening effect………….32
2.8 The changes of pore water pressure during pile installation and the subsequent
loading stages…….............……………………………………..…………...37
2.9 Summary……………………………………………………………………...40
CHAPTER 3 - TESTING EQUIPMENT AND PROCEDURES
3.1 Introduction…………………………………………………………………..56
3.2 The calibration chamber……………………………………………………...57
3.3 Boundary effects……………………………………………………………...58
3.4 Bed preparation……………………………………………………………….60
3.4.1 Clay slurry preparation………………………………………………….60
3.4.2 Consolidometer…………………………………………………………61
3.4.3 Clay bed instrumentation……………………………………………….62
3.4.4 1-D consolidation……………………………………………………….63
3.4.5 Triaxial consolidation…………………………………………………..65
3.4.6 Pile installation………………………………………………………….68
3.5 Instrumented model pile……………………………………………………...69
3.5.1 Pile tip component……………………………………………………...69
3.5.2 Pile shaft sleeve component………………………………...…………..71
3.5.3 Actuator - Pile connection………………………………………………72
3.5.4 Pile shaft load cell performance…………………………………...……73
3.6 Servo-hydraulic loading system……………………………………………...73
3.7 Logging and control system………………………………………………….75
3.8 Instrumentation calibration…………………………………………………...76
3.9 Testing procedure…………………………………………………………….78
3.9.1 Constant rate of penetration tests……………………………………….78
3.9.2 Statnamic tests………………………………………………………….79
vi
3.9.3 Maintained load tests…………………………………………………...80
3.10 Bed dismantling……………………………………………………………..80
CHAPTER 4 - TESTING PROGRAMME
4.1 Introduction…………………………………………………………………101
4.2 Clay bed preparation and transducer locations……………………………..102
4.3 Constant rate of penetration tests (CRP tests)………………………………103
4.4 Statnamic tests (STN tests)………………………………………………….104
4.5 Maintained load tests (ML tests) …...………………………………………105
CHAPTER 5 - BED PROPERTIES
5.1 Introduction…………………………………………………………………114
5.2 Clay bed 1-D consolidation…………………………………………………114
5.3 Clay bed isotropic triaxial consolidation................…………………………117
5.4 Performance of the calibration chamber during the pile load tests…………117
5.5 Bed properties after the testing programme…………………………………119
CHAPTER 6 – PILE TEST DATA AND DISCUSSION
6.1 Introduction…………………………………………………………………139
6.2 Typical results of the pile load tests………………………………………..139
6.3 Pile shaft resistance results and models for the pile shaft resistance………..140
6.3.1 Non-linear models……………………………………………………..141
6.3.2 A new non-linear model for pile shaft rate effects…………………….145
6.3.3 Pile shaft softening effect……………………………………………...150
6.3.4 Repeatability of the static pile shaft resistances……………………….152
6.4 Pile tip resistance results…………………………………………………….153
6.5 Application of the proportional exponent model to the pile total load……...157
6.6 A simple theoretical approach for the load transfer mechanism……………158
6.6.1 Available models for load transfer…………………………………….158
vii
6.6.2 Modifications to the existing models for load transfer for static
pile load tests and a new model for rapid load pile tests….............…...160
6.6.3 Application of the models to static pile load tests.……………………167
6.6.4 Application of the models to rapid load pile tests…..…………………168
6.6.5 Quake value for the pile shaft resistance of a rapid load test………….170
6.7 A comparison between maintained load tests and CRP tests……………….172
6.8 Pore water pressures around the pile during pile load tests…………………173
6.8.1 Pore water pressures during CRP tests at a rate of 0.01mm/s…………174
6.8.1.1 Pore water pressures at the pile shaft……………………………174
6.8.1.2 Pore water pressures around the pile shaft………………………175
6.8.1.3 Pore water pressures at the pile tip………………………………176
6.8.1.4 Pore water pressures below the pile tip………………………….176
6.8.2 Pore water pressures during maintained pile load tests……………….177
6.8.3 Pore water pressure regime during rapid load pile tests………………178
6.8.3.1 Pore water pressures at the pile shaft……………………………178
6.8.3.2 Pore water pressures around the pile shaft………………………178
6.8.3.3 Pore water pressures at the pile tip………………………………179
6.8.3.4 Pore water pressures below of the pile tip……………………….179
6.9 Clay bed inertial behavior…………………………………………………...179
CHAPTER 7 - FIELD LOAD TESTS
7.1 Introduction……………………………………………......................……..254
7.2 Ground conditions………………………......…………..…………………..254
7.3 Pile tests………………….........................…………………………………255
7.4 Prediction of the pile static capacity using the Unloading Point Method…..255
7.5 Application of the analyses to field tests…….....…………………….……..257
CHAPTER 8 - CONCLUSIONS AND RECOMMENDATIONS FOR
FURTHER WORK
8.1 Introduction……………………..........……………………………………..269
viii
8.2 Main conclusions…………………………………………..………………..269
8.3 Recommendations for further studies…………..…………………………...273
REFERENCES………………………………………………………………….275
ix
LIST OF TABLES
Table 2.1 Damping parameters in Dayal and Allen study
Table 2.2 Case damping coefficient for different soil types
Table 3.1 Speswhite kaolin properties as supplied by the manufacturers
Table 3.2 Silica sand properties as supplied by the manufacturers
Table 3.3 Silica flour silt properties as supplied by the manufacturers
Table 3.4 Material for one clay bed
Table 3.5 Material properties
Table 4.1 Testing programme for Bed 1
Table 4.2 Testing programme for Bed 2
Table 4.3 Testing programme for Bed 3
Table 4.4 Testing programme for Bed 4
Table 4.5 Testing programme for Bed 5
Table 5.1 Volume of water expelled during 1-D consolidation
Table 5.2 3-D consolidation degrees of Beds 1 to 5
Table 5.3 Undrained shear strengths of Bed 1 determined by hand vane tests
Table 5.4 Undrained shear strengths of Bed 2 determined by hand vane tests
Table 5.5 Undrained shear strengths of Bed 3 determined by hand vane tests
Table 5.6 Undrained shear strengths of Bed 4 determined by hand vane tests
Table 5.7 Undrained shear strengths of Bed 5 determined by hand vane tests
Table 5.8 Moisture contents of Bed 1
Table 5.9 Moisture contents of Bed 2
x
Table 5.10 Moisture contents of Bed 3
Table 5.11 Moisture contents of Bed 4
Table 5.12 Moisture contents of Bed 5
Table 5.13 Shear strengths from undrained triaxial tests
Table 6.1 Static pile shaft resistance of Beds 2 to 5
Table 6.2 Pile tip loads for tests in Bed 1
Table 6.3 Pile tip loads for tests in Bed 2
Table 6.4 Pile tip loads for tests in Bed 3
Table 6.5 Pile tip loads for tests in Bed 4
Table 6.6 The influence of initial effects in the calculation for the pile settlement
Table 7.1 Soil properties from laboratory tests for Grimsby clay
Table 7.2 Grimsby soil description
xi
LIST OF FIGURES
Figure 2.1 O-Cell
Figure 2.2 Schematic arrangement of a Osterberg test
Figure 2.3 Balderas-Meca’s test apparatus arrangement
Figure 2.4 Damping coefficient, α, versus axial strain for monotonic consolidated
undrained triaxial tests at different rates. (β=0.20; OCR=1)
Figure 2.5 Half steel tube with semi-circular soil sample
Figure 2.6 The shear device for the study of pile-soil interfaces
Figure2.7 Penetrometer and soil container in experimental set-up
Figure 2.8 (a) Schematic of the test arrangement (b) geometry of penetrometer for
side friction tests
Figure 2.9 Undrained peak strength measured from vane tests
Figure 2.10 Slow and quick-penetration tests
Figure 2.11 Shaft resistances and pile movements
Figure 2.12 Wave propagation in a bar produced by an impact load
Figure 2.13 Idealization of a pile as an elastic rod with soil interaction at discrete
nodes
Figure 2.14 Model of downward and upward waves due to soil interaction
Figure 2.15 Smith Model for pile and soil
Figure 2.16 Randolph & Deeks model for pile shaft and soil
Figure 2.17 Randolph & Deeks model for pile tip and soil
Figure 2.18 A typical statnamic loading-time relationship
Figure 2.19 Statnamic device
Figure 2.20 Forces acting on a pile during statnamic loading
Figure 2.21 Unloading point method
xii
Figure 2.22 Load Settlement response
Figure 2.23 Shaft quake values compared with the pile diameter
Figure 2.24 Ramberg-Osgood model for the relationship of shaft resistance and
displacement
Figure 2.25 Idealised softening behaviour for a pile in clay
Figure 2.26 Chandler & Martins’ test apparatus
Figure 2.27 Strain Path Method to deep penetration in clays
Figure 3.1 Strain distributions during pile installation according to the strain path
method
Figure 3.2 Pumping slurry to the consolidometer
Figure 3.3 The consolidometer
Figure 3.4 Miniature Druck Transducer
Figure 3.5 Transducer arrangement in the calibration chamber
Figure 3.6 Hole arrangement at the bottom plate
Figure 3.7 The accelerometer and its protection
Figure 3.8 1-D consolidation in the laboratory
Figure 3.9 Schematic diagram of 1-D consolidation
Figure 3.10 Loading plate and its o-rings in the laboratory
Figure 3.11 Calibration chamber volume change units
Figure 3.12 Removing the consolidometer after the finish of 1-D consolidation
Figure 3.13 The calibration chamber sand retaining ring and its arrangement
Figure 3.14 The triaxial calibration chamber membrane and drainage sand layer at the
top of the clay bed
Figure 3.15 The calibration chamber top plate and its attached membrane
Figure 3.16 Top plate arrangement during 3-D consolidation
Figure 3.17 Schematic diagram of 3-D consolidation
xiii
Figure 3.18 Using the casing tube and auger to make a hole in the bed for pile
installation
Figure 3.19 Schematic diagram of 3-D consolidation after pile installation
Figure 3.20 Schematic diagram of the instrumented model pile
Figure 3.21 The pile tip load cell
Figure 3.22 The pore water transducer at the pile tip
Figure 3.23 The pile shaft load cell
Figure 3.24 The pore water transducer at the pile shaft
Figure 3.25 Schematic diagram of the connection between the loading system and the
pile for CRP and Statnamic tests
Figure 3.26 The connection between the loading system and the pile for CRP and
Statnamic tests
Figure 3.27 Typical calibration results of a pore water pressure transducer
Figure 3.28 Input loading pulse and actual loading pulse for a statnamic load test
Figure 3.29 Schematic diagram of the connection between the loading system and the
pile for maintained load tests
Figure 3.30 The connection between the loading system and the pile for maintained
load tests
Figure 3.31 The clay bed when the tests had finished
Figure 3.32 Carrying out hand vane tests and taking the samples for triaxial tests
Figure 4.1 Transducer arrangement for Bed 1
Figure 4.2 Transducer arrangement for Bed 2
Figure 4.3 Transducer arrangement for Bed 3
Figure 4.4 Transducer arrangement for Bed 4
Figure 4.5 Transducer arrangement for Bed 5
xiv
Figure 5.1 Bed settlements during 1-D consolidation
Figure 5.2 Pore water pressure distribution during 280 kPa 1-D consolidation of
Bed 1
Figure 5.3 Pore water pressure distribution during 280 kPa 1-D consolidation of
Bed 2
Figure 5.5 Pore water pressure distribution during 280 kPa 1-D consolidation of
Bed 4
Figure 5.6 Pore water pressure distribution during 240 kPa 1-D consolidation of
Bed 5
Figure 5.7 The final transducer locations of Bed 1
Figure 5.8 The final transducer locations of Bed 2
Figure 5.9 The final transducer locations of Bed 3
Figure 5.10 The final transducer locations of Bed 4
Figure 5.11 The final transducer locations of Bed 5
Figure 5.12 Fluctuation of top and side cell pressures during a rapid pile load test
Figure 5.13 Changes of pore pressures in the clay bed due to the drop of the top cell
pressure
Figure 5.14 Changes of pore pressures in the clay bed due to the drop of the top cell
pressure over a period of 200ms
Figure 6.1 Load-settlement curves for a CRP test at a rate of 0.01mm/s
(B2/7/CRP-0.01)
Figure 6.2 Load-settlement curves and pile penetration and velocity with time for a
CRP test at a rate of 200mm/s. (B2/6/CRP-200)
Figure 6.3 Load, settlement, pile velocity, and pile acceleration variation with time
for a statnamic pile load test (B2/9/STN-35)
Figure 6.4 Load – settlement curve and load and settlement variation with time for a
maintained load test (B2/13/MLT)
Figure 6.5 Skin friction load cell values for tests B1/1/CRP-0.01 and B1/2/CRP-100
Figure 6.6 Skin friction load cell values for tests B2/4/CRP-0.01 and B2/7/CRP-100
xv
Figure 6.7 Skin friction load cell values for tests B3/21/CRP-0.01 and
B3/18/CRP-100
Figure 6.8 Skin friction load cell values for tests B4/5/CRP-0.01 and B4/2/CRP-100
Figure 6.9 Skin friction load cell values for tests B5/15/CRP-0.01 and
B5/14/CRP-100
Figure 6.10 Application of Gibson and Coyle’s model for pile load tests in Bed 2
(B1/1/CRP-0.01 and B1/4/STN-15)
Figure 6.11 Application of Randolph and Deeks’ model for pile load tests in Bed 1
(B1/1/CRP-0.01 and B1/4/STN-15)
Figure 6.12 Application of Balderas-Meca’s model for pile load tests in Bed 1
(B1/1/CRP-0.01 and B1/4 /STN-15)
Figure 6.13 Application of Gibson and Coyle’s model for pile load tests in Bed 2
(B2/12/CRP-0.01 and B2/10 /STN-38)
Figure 6.14 Application of Randolph and Deeks’ model for pile load tests in Bed 2
(B2/12/CRP-0.01 and B2/10/STN-38)
Figure 6.15 Application of Balderas-Meca’s model for pile load tests in Bed 2
(B2/12/CRP-0.01 and B2/10/STN-38)
Figure 6.16 Application of Gibson and Coyle’s model for pile load tests on Bed 3
(B3/6/CRP-0.01 and B3/5/CRP-100)
Figure 6.17 Application of Randolph and Deeks’ model for pile load tests in Bed 3
(B3/6/CRP-0.01 and B3/5/CRP-100)
Figure 6.18 Application of Balderas-Meca’s model for pile load tests in Bed 3
(B3/6/CRP-0.01 and B3/5/CRP-100)
Figure 6.19 Application of Gibson and Coyle’s model for pile load tests in Bed 4
(B4/5/CRP-0.01 and B4/2/CRP-100)
Figure 6.20 Application of Randolph and Deeks’ model for pile load tests in Bed 4
(B4/5/CRP-0.01 and B4/2/CRP-100)
Figure 6.21 Application of Balderas-Meca’s model for pile load tests in Bed 4
(B4/5/CRP-0.01 and B4/2/CRP-100)
Figure 6.22 Application of Gibson and Coyle’s model for pile load tests in Bed 5
(B5/15/CRP-0.01 and B5/14/CRP-100)
Figure 6.23 Application of Randolph and Deeks’ model for pile load tests in Bed 5
(B5/15/CRP-0.01 and B5/14/CRP-100)
xvi
Figure 6.24 Application of Balderas-Meca’s model for pile load tests in Bed 5
(B5/15/CRP-0.01 and B5/14/CRP-100)
Figure 6.25 Application of Equation 6.6 for the ultimate pile shaft resistance
(Bed 2)
Figure 6.26 Application of Equation 6.6 for the ultimate pile shaft resistance
(Bed 3)
Figure 6.27 Application