A series of pile load tests have been carried out on an instrumented model pile installed in instrumented clay beds prepared in a 1-g calibration chamber under two stages of consolidation, i.e. one dimensional and triaxial consolidation. A variety of loading techniques (Constant Rate of Penetration at different rates, Maintained Load and Statnamic) have been applied during the model pile tests.
                
              
                                            
                                
            
 
            
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STATNAMIC TESTING OF PILES IN CLAY 
BY 
DUC HANH NGUYEN 
A THESIS SUBMITTED FOR THE DEGREE OF DOCTOR OF PHILOSOPHY 
DEPARTMENT OF CIVIL AND STRUCTURAL ENGINEERING 
UNIVERSITY OF SHEFFIELD 
OCTOBER 2005 
 ii
ABSTRACT 
A series of pile load tests have been carried out on an instrumented model pile 
installed in instrumented clay beds prepared in a 1-g calibration chamber under two 
stages of consolidation, i.e. one dimensional and triaxial consolidation. A variety of 
loading techniques (Constant Rate of Penetration at different rates, Maintained Load 
and Statnamic) have been applied during the model pile tests. 
On the basis of these tests, in conjunction with data from previous studies, shear rate 
effects in clay, i.e. the enhancement of soil shear resistance under high rates of 
shearing are highly non-linear. The available non-linear power laws for rate effects 
were applied to the test results to predict the static load-settlement curve from rapid 
load pile tests. It was found that these models can give a good prediction of the 
ultimate static pile capacity, but they overpredict the settlement at load below the 
ultimate value. Following this, an alternative method of deriving the static load-
settlement curve from a rapid load pile test, a non-linear power law incorporating 
changing damping parameters, has been proposed. This method was used for the 
model pile tests and then it was calibrated for field load tests carried out on a full 
size instrumented pile installed in a stiff glacial till. 
A simple theoretical method, which was proposed by Randolph & Wroth (1978) to 
establish the relationship between the pile load and its settlement for static pile loads, 
was modified for static pile load tests and then developed for rapid pile load tests. 
The gradual decrease of the pile shaft resistance after its peak value to a residual pile 
shaft resistance, which is known as the softening effect, plus the changes of pore 
water pressures and the inertial behaviour of the soil around the pile were also 
reported and discussed. 
 iii
ACKNOWLEDGEMENTS 
The Author would like to express his deepest gratitude to his supervisors Prof. Bill 
Anderson and Dr. Adrian F.L. Hyde for their advice, encouragement and constant 
guidance throughout this research programme, and for their valuable time and efforts 
in shaping the framework of this thesis. Also, the Author take this opportunity to 
thank Prof. Bill Anderson and Dr. Adrian F.L. Hyde for their generosity in helping 
me when I had a difficulty in finance at the end of the study. 
The Author would like to thank technical staff at the University of Sheffield, 
particularly Mr. Paul Osborne and Mr. Mark Foster for their assistance throughout 
the experiments. 
Special thanks are due to Dr. Michel Brown for his guidance and advice on the 
laboratory experimental aspects of this work at the beginning of the research. 
Thanks are also due to academic staff in the Geotechnical Engineering Group for 
their friendship. Thanks are accorded to my friends for their assistance and sharing 
their experience. 
The Author would like to express his gratitude to David Lovegrove and his wife, for 
their support and encouragement throughout the study. I feel this country is much 
more beautiful with their friendship. 
Finally, grateful thanks are extended to the Vietnamese government for providing a 
full scholarship that enabled the Author to conduct this research. 
 iv
TABLE OF CONTENTS 
Page 
ABSTRACT ii 
ACKNOWLEDGEMENT iii 
TABLE OF CONTENTS iv 
LIST OF TABLES ix 
LIST OF FIGURES xi 
NOTATIONS AND ABBREVIATIONS xxiii 
CHAPTER 1 - INTRODUCTION 
1.1 Background ……………………………………………………………………1 
1.2 Research objectives……………………………………………………………2 
1.3 Outline of thesis………………………………………………………………. 2 
CHAPTER 2 - LITERATURE REVIEW 
2.1 Introduction……………………………………………………………………4 
2.2 Static load testing methods…………………………………………………….5 
2.2.1 Maintained load test……………………………………………………...5 
2.2.2 Constant rate of penetration test………………………………………….6 
2.2.3 Osterberg load cell test…………………………………………………...7 
2.3 Rate effects…………………………………………………………………….8 
2.3.1 Rate effect studies using triaxial tests and torsion tests………………….9 
2.3.2 Rate effect studies using direct shear tests……………………………...11 
2.3.3 Rate effect studies using penetrometer and shear vane tests…………...13 
2.3.4 Rate effect using a model instrumented pile in a clay bed……………...15 
2.3.5 Results from field studies……………………………………………….16 
2.4 Dynamic pile load tests……………………………………………………….18 
2.4.1 The stress wave propagation equation………………………………….19 
2.4.2 Pile dynamic resistance…………………………………………………20 
 v
2.4.3 Static pile capacity……………………………………………………...22 
2.4.3.1 Case method of analysis……………………………………..……23 
2.4.3.2 Signal matching method…………………………………………..23 
2.4.4 Dynamic load test advantages and disadvantages………………………26 
2.5 Statnamic load test……………………………………………………………26 
2.6 Statnamic data interpretation…………………………………………………28 
2.7 Quake values for shaft and toe resistances and the softening effect………….32 
2.8 The changes of pore water pressure during pile installation and the subsequent 
 loading stages…….............……………………………………..…………...37 
2.9 Summary……………………………………………………………………...40 
CHAPTER 3 - TESTING EQUIPMENT AND PROCEDURES 
3.1 Introduction…………………………………………………………………..56 
3.2 The calibration chamber……………………………………………………...57 
3.3 Boundary effects……………………………………………………………...58 
3.4 Bed preparation……………………………………………………………….60 
3.4.1 Clay slurry preparation………………………………………………….60 
3.4.2 Consolidometer…………………………………………………………61 
3.4.3 Clay bed instrumentation……………………………………………….62 
3.4.4 1-D consolidation……………………………………………………….63 
3.4.5 Triaxial consolidation…………………………………………………..65 
3.4.6 Pile installation………………………………………………………….68 
3.5 Instrumented model pile……………………………………………………...69 
3.5.1 Pile tip component……………………………………………………...69 
3.5.2 Pile shaft sleeve component………………………………...…………..71 
3.5.3 Actuator - Pile connection………………………………………………72 
3.5.4 Pile shaft load cell performance…………………………………...……73 
3.6 Servo-hydraulic loading system……………………………………………...73 
3.7 Logging and control system………………………………………………….75 
3.8 Instrumentation calibration…………………………………………………...76 
3.9 Testing procedure…………………………………………………………….78 
3.9.1 Constant rate of penetration tests……………………………………….78 
3.9.2 Statnamic tests………………………………………………………….79 
 vi
3.9.3 Maintained load tests…………………………………………………...80 
3.10 Bed dismantling……………………………………………………………..80 
CHAPTER 4 - TESTING PROGRAMME 
4.1 Introduction…………………………………………………………………101 
4.2 Clay bed preparation and transducer locations……………………………..102 
4.3 Constant rate of penetration tests (CRP tests)………………………………103 
4.4 Statnamic tests (STN tests)………………………………………………….104 
4.5 Maintained load tests (ML tests) …...………………………………………105 
CHAPTER 5 - BED PROPERTIES 
5.1 Introduction…………………………………………………………………114 
5.2 Clay bed 1-D consolidation…………………………………………………114 
5.3 Clay bed isotropic triaxial consolidation................…………………………117 
5.4 Performance of the calibration chamber during the pile load tests…………117 
5.5 Bed properties after the testing programme…………………………………119 
CHAPTER 6 – PILE TEST DATA AND DISCUSSION 
6.1 Introduction…………………………………………………………………139 
6.2 Typical results of the pile load tests………………………………………..139 
6.3 Pile shaft resistance results and models for the pile shaft resistance………..140 
6.3.1 Non-linear models……………………………………………………..141 
6.3.2 A new non-linear model for pile shaft rate effects…………………….145 
6.3.3 Pile shaft softening effect……………………………………………...150 
6.3.4 Repeatability of the static pile shaft resistances……………………….152 
6.4 Pile tip resistance results…………………………………………………….153 
6.5 Application of the proportional exponent model to the pile total load……...157 
6.6 A simple theoretical approach for the load transfer mechanism……………158 
6.6.1 Available models for load transfer…………………………………….158 
 vii
6.6.2 Modifications to the existing models for load transfer for static 
 pile load tests and a new model for rapid load pile tests….............…...160 
6.6.3 Application of the models to static pile load tests.……………………167 
6.6.4 Application of the models to rapid load pile tests…..…………………168 
6.6.5 Quake value for the pile shaft resistance of a rapid load test………….170 
6.7 A comparison between maintained load tests and CRP tests……………….172 
6.8 Pore water pressures around the pile during pile load tests…………………173 
6.8.1 Pore water pressures during CRP tests at a rate of 0.01mm/s…………174 
6.8.1.1 Pore water pressures at the pile shaft……………………………174 
6.8.1.2 Pore water pressures around the pile shaft………………………175 
6.8.1.3 Pore water pressures at the pile tip………………………………176 
6.8.1.4 Pore water pressures below the pile tip………………………….176 
6.8.2 Pore water pressures during maintained pile load tests……………….177 
6.8.3 Pore water pressure regime during rapid load pile tests………………178 
6.8.3.1 Pore water pressures at the pile shaft……………………………178 
6.8.3.2 Pore water pressures around the pile shaft………………………178 
6.8.3.3 Pore water pressures at the pile tip………………………………179 
6.8.3.4 Pore water pressures below of the pile tip……………………….179 
6.9 Clay bed inertial behavior…………………………………………………...179 
CHAPTER 7 - FIELD LOAD TESTS 
7.1 Introduction……………………………………………......................……..254 
7.2 Ground conditions………………………......…………..…………………..254 
7.3 Pile tests………………….........................…………………………………255 
7.4 Prediction of the pile static capacity using the Unloading Point Method…..255 
7.5 Application of the analyses to field tests…….....…………………….……..257 
CHAPTER 8 - CONCLUSIONS AND RECOMMENDATIONS FOR 
FURTHER WORK 
8.1 Introduction……………………..........……………………………………..269 
 viii
8.2 Main conclusions…………………………………………..………………..269 
8.3 Recommendations for further studies…………..…………………………...273 
REFERENCES………………………………………………………………….275 
 ix
LIST OF TABLES 
Table 2.1 Damping parameters in Dayal and Allen study 
Table 2.2 Case damping coefficient for different soil types 
Table 3.1 Speswhite kaolin properties as supplied by the manufacturers 
Table 3.2 Silica sand properties as supplied by the manufacturers 
Table 3.3 Silica flour silt properties as supplied by the manufacturers 
Table 3.4 Material for one clay bed 
Table 3.5 Material properties 
Table 4.1 Testing programme for Bed 1 
Table 4.2 Testing programme for Bed 2 
Table 4.3 Testing programme for Bed 3 
Table 4.4 Testing programme for Bed 4 
Table 4.5 Testing programme for Bed 5 
Table 5.1 Volume of water expelled during 1-D consolidation 
Table 5.2 3-D consolidation degrees of Beds 1 to 5 
Table 5.3 Undrained shear strengths of Bed 1 determined by hand vane tests 
Table 5.4 Undrained shear strengths of Bed 2 determined by hand vane tests 
Table 5.5 Undrained shear strengths of Bed 3 determined by hand vane tests 
Table 5.6 Undrained shear strengths of Bed 4 determined by hand vane tests 
Table 5.7 Undrained shear strengths of Bed 5 determined by hand vane tests 
Table 5.8 Moisture contents of Bed 1 
Table 5.9 Moisture contents of Bed 2 
 x
Table 5.10 Moisture contents of Bed 3 
Table 5.11 Moisture contents of Bed 4 
Table 5.12 Moisture contents of Bed 5 
Table 5.13 Shear strengths from undrained triaxial tests 
Table 6.1 Static pile shaft resistance of Beds 2 to 5 
Table 6.2 Pile tip loads for tests in Bed 1 
Table 6.3 Pile tip loads for tests in Bed 2 
Table 6.4 Pile tip loads for tests in Bed 3 
Table 6.5 Pile tip loads for tests in Bed 4 
Table 6.6 The influence of initial effects in the calculation for the pile settlement 
Table 7.1 Soil properties from laboratory tests for Grimsby clay 
Table 7.2 Grimsby soil description 
 xi
LIST OF FIGURES 
Figure 2.1 O-Cell 
Figure 2.2 Schematic arrangement of a Osterberg test 
Figure 2.3 Balderas-Meca’s test apparatus arrangement 
Figure 2.4 Damping coefficient, α, versus axial strain for monotonic consolidated 
 undrained triaxial tests at different rates. (β=0.20; OCR=1) 
Figure 2.5 Half steel tube with semi-circular soil sample 
Figure 2.6 The shear device for the study of pile-soil interfaces 
Figure2.7 Penetrometer and soil container in experimental set-up 
Figure 2.8 (a) Schematic of the test arrangement (b) geometry of penetrometer for 
 side friction tests 
Figure 2.9 Undrained peak strength measured from vane tests 
Figure 2.10 Slow and quick-penetration tests 
Figure 2.11 Shaft resistances and pile movements 
Figure 2.12 Wave propagation in a bar produced by an impact load 
Figure 2.13 Idealization of a pile as an elastic rod with soil interaction at discrete 
 nodes 
Figure 2.14 Model of downward and upward waves due to soil interaction 
Figure 2.15 Smith Model for pile and soil 
Figure 2.16 Randolph & Deeks model for pile shaft and soil 
Figure 2.17 Randolph & Deeks model for pile tip and soil 
Figure 2.18 A typical statnamic loading-time relationship 
Figure 2.19 Statnamic device 
Figure 2.20 Forces acting on a pile during statnamic loading 
Figure 2.21 Unloading point method 
 xii
Figure 2.22 Load Settlement response 
Figure 2.23 Shaft quake values compared with the pile diameter 
Figure 2.24 Ramberg-Osgood model for the relationship of shaft resistance and 
 displacement 
Figure 2.25 Idealised softening behaviour for a pile in clay 
Figure 2.26 Chandler & Martins’ test apparatus 
Figure 2.27 Strain Path Method to deep penetration in clays 
Figure 3.1 Strain distributions during pile installation according to the strain path 
 method 
Figure 3.2 Pumping slurry to the consolidometer 
Figure 3.3 The consolidometer 
Figure 3.4 Miniature Druck Transducer 
Figure 3.5 Transducer arrangement in the calibration chamber 
Figure 3.6 Hole arrangement at the bottom plate 
Figure 3.7 The accelerometer and its protection 
Figure 3.8 1-D consolidation in the laboratory 
Figure 3.9 Schematic diagram of 1-D consolidation 
Figure 3.10 Loading plate and its o-rings in the laboratory 
Figure 3.11 Calibration chamber volume change units 
Figure 3.12 Removing the consolidometer after the finish of 1-D consolidation 
Figure 3.13 The calibration chamber sand retaining ring and its arrangement 
Figure 3.14 The triaxial calibration chamber membrane and drainage sand layer at the 
 top of the clay bed 
Figure 3.15 The calibration chamber top plate and its attached membrane 
Figure 3.16 Top plate arrangement during 3-D consolidation 
Figure 3.17 Schematic diagram of 3-D consolidation 
 xiii
Figure 3.18 Using the casing tube and auger to make a hole in the bed for pile 
 installation 
Figure 3.19 Schematic diagram of 3-D consolidation after pile installation 
Figure 3.20 Schematic diagram of the instrumented model pile 
Figure 3.21 The pile tip load cell 
Figure 3.22 The pore water transducer at the pile tip 
Figure 3.23 The pile shaft load cell 
Figure 3.24 The pore water transducer at the pile shaft 
Figure 3.25 Schematic diagram of the connection between the loading system and the 
 pile for CRP and Statnamic tests 
Figure 3.26 The connection between the loading system and the pile for CRP and 
 Statnamic tests 
Figure 3.27 Typical calibration results of a pore water pressure transducer 
Figure 3.28 Input loading pulse and actual loading pulse for a statnamic load test 
Figure 3.29 Schematic diagram of the connection between the loading system and the 
 pile for maintained load tests 
Figure 3.30 The connection between the loading system and the pile for maintained 
 load tests 
Figure 3.31 The clay bed when the tests had finished 
Figure 3.32 Carrying out hand vane tests and taking the samples for triaxial tests 
Figure 4.1 Transducer arrangement for Bed 1 
Figure 4.2 Transducer arrangement for Bed 2 
Figure 4.3 Transducer arrangement for Bed 3 
Figure 4.4 Transducer arrangement for Bed 4 
Figure 4.5 Transducer arrangement for Bed 5 
 xiv
Figure 5.1 Bed settlements during 1-D consolidation 
Figure 5.2 Pore water pressure distribution during 280 kPa 1-D consolidation of 
 Bed 1 
Figure 5.3 Pore water pressure distribution during 280 kPa 1-D consolidation of 
 Bed 2 
Figure 5.5 Pore water pressure distribution during 280 kPa 1-D consolidation of 
 Bed 4 
Figure 5.6 Pore water pressure distribution during 240 kPa 1-D consolidation of 
 Bed 5 
Figure 5.7 The final transducer locations of Bed 1 
Figure 5.8 The final transducer locations of Bed 2 
Figure 5.9 The final transducer locations of Bed 3 
Figure 5.10 The final transducer locations of Bed 4 
Figure 5.11 The final transducer locations of Bed 5 
Figure 5.12 Fluctuation of top and side cell pressures during a rapid pile load test 
Figure 5.13 Changes of pore pressures in the clay bed due to the drop of the top cell 
 pressure 
Figure 5.14 Changes of pore pressures in the clay bed due to the drop of the top cell 
 pressure over a period of 200ms 
Figure 6.1 Load-settlement curves for a CRP test at a rate of 0.01mm/s 
 (B2/7/CRP-0.01) 
Figure 6.2 Load-settlement curves and pile penetration and velocity with time for a 
 CRP test at a rate of 200mm/s. (B2/6/CRP-200) 
Figure 6.3 Load, settlement, pile velocity, and pile acceleration variation with time 
 for a statnamic pile load test (B2/9/STN-35) 
Figure 6.4 Load – settlement curve and load and settlement variation with time for a 
 maintained load test (B2/13/MLT) 
Figure 6.5 Skin friction load cell values for tests B1/1/CRP-0.01 and B1/2/CRP-100 
Figure 6.6 Skin friction load cell values for tests B2/4/CRP-0.01 and B2/7/CRP-100 
 xv
Figure 6.7 Skin friction load cell values for tests B3/21/CRP-0.01 and 
 B3/18/CRP-100 
Figure 6.8 Skin friction load cell values for tests B4/5/CRP-0.01 and B4/2/CRP-100 
Figure 6.9 Skin friction load cell values for tests B5/15/CRP-0.01 and 
 B5/14/CRP-100 
Figure 6.10 Application of Gibson and Coyle’s model for pile load tests in Bed 2 
 (B1/1/CRP-0.01 and B1/4/STN-15) 
Figure 6.11 Application of Randolph and Deeks’ model for pile load tests in Bed 1 
 (B1/1/CRP-0.01 and B1/4/STN-15) 
Figure 6.12 Application of Balderas-Meca’s model for pile load tests in Bed 1 
 (B1/1/CRP-0.01 and B1/4 /STN-15) 
Figure 6.13 Application of Gibson and Coyle’s model for pile load tests in Bed 2 
 (B2/12/CRP-0.01 and B2/10 /STN-38) 
Figure 6.14 Application of Randolph and Deeks’ model for pile load tests in Bed 2 
 (B2/12/CRP-0.01 and B2/10/STN-38) 
Figure 6.15 Application of Balderas-Meca’s model for pile load tests in Bed 2 
 (B2/12/CRP-0.01 and B2/10/STN-38) 
Figure 6.16 Application of Gibson and Coyle’s model for pile load tests on Bed 3 
 (B3/6/CRP-0.01 and B3/5/CRP-100) 
Figure 6.17 Application of Randolph and Deeks’ model for pile load tests in Bed 3 
 (B3/6/CRP-0.01 and B3/5/CRP-100) 
Figure 6.18 Application of Balderas-Meca’s model for pile load tests in Bed 3 
 (B3/6/CRP-0.01 and B3/5/CRP-100) 
Figure 6.19 Application of Gibson and Coyle’s model for pile load tests in Bed 4 
 (B4/5/CRP-0.01 and B4/2/CRP-100) 
Figure 6.20 Application of Randolph and Deeks’ model for pile load tests in Bed 4 
 (B4/5/CRP-0.01 and B4/2/CRP-100) 
Figure 6.21 Application of Balderas-Meca’s model for pile load tests in Bed 4 
 (B4/5/CRP-0.01 and B4/2/CRP-100) 
Figure 6.22 Application of Gibson and Coyle’s model for pile load tests in Bed 5 
 (B5/15/CRP-0.01 and B5/14/CRP-100) 
Figure 6.23 Application of Randolph and Deeks’ model for pile load tests in Bed 5 
 (B5/15/CRP-0.01 and B5/14/CRP-100) 
 xvi
Figure 6.24 Application of Balderas-Meca’s model for pile load tests in Bed 5 
 (B5/15/CRP-0.01 and B5/14/CRP-100) 
Figure 6.25 Application of Equation 6.6 for the ultimate pile shaft resistance 
 (Bed 2) 
Figure 6.26 Application of Equation 6.6 for the ultimate pile shaft resistance 
 (Bed 3) 
Figure 6.27 Application