The research work presented in this manuscript was conducted in River System Engineering Laboratory, Department of Urban Management, Kyoto University, Kyoto, Japan. 
First of all, I would like to convey my deepest gratitude and sincere thanks to Professor Dr. Takashi Hosodawho suggested me this researchtopic, and provided guidance, constant and kind advices, encouragement throughout the research, and above all, giving me a chance to study and work at a World-leading university as Kyoto University.
                
              
                                            
                                
            
 
            
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HYDRAULIC MODELING OF OPEN CHANNEL FLOWS 
OVER AN ARBITRARY 3-D SURFACE 
AND ITS APPLICATIONS 
IN AMENITY HYDRAULIC ENGINEERING 
TRAN NGOC ANH 
August, 2006 
 iii
Acknowledgements 
The research work presented in this manuscript was conducted in River System 
Engineering Laboratory, Department of Urban Management, Kyoto University, Kyoto, 
Japan. 
First of all, I would like to convey my deepest gratitude and sincere thanks to Professor 
Dr. Takashi Hosoda who suggested me this research topic, and provided guidance, 
constant and kind advices, encouragement throughout the research, and above all, giving 
me a chance to study and work at a World-leading university as Kyoto University. 
I also wish to thank Dr. Shinchiro Onda for his kind assistance, useful advices especially 
in the first days of my research life in Kyoto. His efforts were helping me to put the first 
stones to build up my background in the field of computational fluid dynamics. 
My special thanks should go to Professor Toda Keiichi and Associate Professor Gotoh 
Hitoshi for their valuable commences and discussions that improved much this 
manuscript. 
I am very very grateful to my best foreign friend, Prosper Mgaya from Tanzania, for all 
of his helps, discussions and strong encouragements since October, 2003. 
In addition, my heartfelt gratitude is extended to all of my Vietnamese friends in Japan, 
Kansai Football Club members, who helped me forget the seduced life in Vietnam, 
particular Nguyen Hoang Long, Le Huy Chuan and Le Minh Nhat. 
Last but not least, the most deserving of my gratitude is to my wife, Ha Thanh An, and 
my family, parents and younger brother. This work might not be completed without their 
constant support and encouragement. I am feeling lucky because my wife, my parents and 
my younger brother are always by my side, and this work is therefore dedicated to them. 
 iv
Abstract 
Two-dimensional (2D) description of the flow is commonly sufficient to analyze 
successfully the flows in most of open channels when the width-to-depth ratio is large 
and the vertical variation of the mean-flow quantities is not significant. Based on 
coordinate criteria, the depth-averaged models can be classified into two groups namely: 
the depth-averaged models in Cartesian coordinate system and the depth-averaged models 
in generalized curvilinear coordinate system. The basic assumption in deriving these 
models is that the vertical pressure distribution is hydrostatic; consequently, they possess 
the advantage of reduction in computational cost while maintaining the accuracy when 
applied to flow in a channel with linear or almost linear bottom/bed. But indeed, in many 
cases, water flows over very irregular bed surfaces such as flows over stepped chute, 
cascade, spillway, etc and the alike. In such cases, these models can not reproduce the 
effects of the bottom topography (e.g., centrifugal force due to bottom curvature). 
In this study therefore, a depth-averaged model for the open channel flows over an 
arbitrary 3D surface in a generalized curvilinear coordinate system was proposed. This 
model is the inception for a new class of the depth-averaged models, which was classified 
by the criterion of coordinate system. In conventional depth-averaged models, the 
coordinate systems are set based on the horizontal plane, then the equations are obtained 
by integration of the 3D flow equations over the depth from the bottom to free surface 
with respect to vertical axis. In contrary the depth-averaged equations derived in this 
study are derived via integration processes over the depth with respect to the axis 
 v
perpendicular to the bottom. The pressure distribution along this axis is derived from one 
of the momentum equations as a combination of hydrostatic pressure and the effect of 
centrifugal force caused by the bottom curvature. This implies that the developed model 
can therefore be applied for the flow over highly curved surface. Thereafter the model 
was applied to simulate flows in several hydraulic structures this included: (i) flow into a 
vertical intake with air-core vortex and (ii) flows over a circular surface. 
The water surface profile of flows into vertical intake was analyzed by using 1D steady 
equations system and the calculated results were compared with an existing empirical 
formula. The comparison showed that the model can estimate accurately the critical 
submergence of the intake without any limitation of Froude number, a problem that most 
of existing models cannot escape. The 2D unsteady (equations) model was also applied to 
simulate the water surface profile into vertical intake. In this regard, the model showed its 
applicability in computing the flow into intake with air-entrainment. 
The model was also applied to investigate the flow over bottom surface with highly 
curvature (i.e., flows over circular surface). A hydraulic experiment was conducted in 
laboratory to verify the calculated results. For relatively small discharge the flow 
remained stable (i.e., no flow fluctuations of the water surface were observed). The model 
showed good agreement with the observations for both steady and unsteady calculations. 
When discharge is increased, the water surface at the circular vicinity and its downstream 
becomes unstable (i.e., flow flactuations were observed). In this case, the model could 
reproduce the fluctuations in term of the period of the oscillation, but some discrepancies 
could be still observed in terms of the oscillation’s amplitude. 
In order to increase the range of applicability of the model into a general terrain, the 
model was refined by using an arbitrary axis not always perpendicular to the bottom 
surface. The mathematical equation set has been derived and some simple examples of 
 vi
dam-break flows in horizontal and slopping channels were presented to verify the model. 
The model’s results showed the good agreement with the conventional model’s one. 
 vii
Preface 
The depth-averaged model has a wide range of applicability in hydraulic engineering, 
especially in flow applications having the depth much smaller compare to the flow width. 
In this approach the vertical variation is negligible and the hydraulic variables are 
averaged integrating from bed channel to the free surface with respect to vertical axis. In 
deriving the governing equations, the merely pure hydrostatic pressure is assumed that is 
not really valid in case of flows over highly curved bed and cannot describe the 
consequences of bed curvature. Therefore, this work is devoted to derive a new 
generation of depth-averaged equations in a body-fitted generalized curvilinear 
coordinate system attached to an arbitrary 3D bottom surface which can take into account 
of bottom curvature effects. 
This manuscript is presented as a monograph that includes the contents of the following 
published and/or accepted journal and conference papers: 
1. Anh T. N. and Hosoda T.: Depth-Averaged model of open channel flows over an 
arbitrary 3D surface and its applications to analysis of water surface profile. Journal 
of Hydraulic Engineering, ASCE (accepted on May 12, 2006). 
2. Anh T. N. and Hosoda T.: Oscillation induced by the centrifugal force in open 
channel flows over circular surface. 7th International Conference on 
Hydroinformatics (HIC 2006), Nice, France, 4~8 September, 2006 (accepted on April 
21, 2006) 
3. Anh T. N. and Hosoda T.: Steady free surface profile of flows with air-core vortex at 
 viii
vertical intake. XXXI IAHR Congress, Seoul, Korea, pp 601-612ç (paper A13-1), 
11~16 September, 2005. 
4. Anh T.N and Hosoda T.: Water surface profile analysis of open channel flows over a 
circular surface. Journal of Applied Mechanics, JSCE, Vol. 8, pp 847-854, 2005. 
5. Anh T. N. and Hosoda T.: Free surface profile analysis of flows with air-core vortex. 
Journal of Applied Mechanics, JSCE, Vol. 7, pp 1061-1068, 2004. 
 ix
Table of contents 
Acknowledgment iii 
Abstract iv 
Preface vii 
List of Figures xi 
List of Tables xv 
Chapter 1. INTRODUCTION 1 
1.1 Classification of depth-averaged modeling 2 
1.2 Depth-averaged model in curvilinear coordinates 3 
1.3 Objectives of study 4 
1.4 Scope of study 5 
1.5 References 6 
Chapter 2. LITERATURE REVIEW 7 
2.1 Depth-average modeling 7 
2.2 Depth-average model in generalized curvilinear coordinate system 10 
2.3 Effect of bottom curvature 13 
2.4 Motivation of study 16 
2.5 References 16 
Chapter 3. MATHEMATICAL MODEL 20 
3.1 Coordinate setting 20 
3.2 Kinetic boundary condition at the water surface 23 
3.3 Depth-averaged continuity and momentum equations 24 
Chapter 4. STEADY ANALYSIS OF WATER SURFACE PROFILE OF FLOWS 
WITH AIR-CORE VORTEX AT VERTICAL INTAKE 30 
4.1 Introduction 30 
4.2 Governing equation 35 
4.3 Results and discussions 47 
4.4 Summary 54 
 x
4.4 References 54 
Chapter 5. UNSTEADY PLANE-2D ANALYSIS OF FLOWS WITH 
AIR-CORE VORTEX 56 
5.1 Governing equation 56 
5.2 Numerical method 59 
5.3 Results and discussions 62 
5.4 Summary 64 
5.5 References 65 
Chapter 6. WATER SURFACE PROFILE ANALYSIS OF FLOWS OVER 
CIRCULAR SURFACE 66 
6.1 Preliminary 66 
6.2. Hydraulic experiment 67 
6.3 Steady analysis of water surface profile 74 
6.4 Unsteady characteristics of the flows 81 
6.5 2D simulation 94 
6.6 Summary 94 
6.7 References 99 
Chapter 7. MODEL REFINEMENT 100 
7.1 Preliminary 100 
7.2 Non-orthogonal coordinate system 101 
7.3 Application 105 
Chapter 8. CONCLUSIONS 111 
 xi
List of Figures 
Chapter 2 
Figure 2.1 Definition sketch for variables used in depth-averaged model…….. 8 
Figure 2.2 Definition of terms in curvilinear system…………………………...11 
Figure 2.3 Definition sketch by Sivakumaran et al. (1983)……………………..14 
Chapter 3 
Figure 3.1 Definition sketch for new generalized coordinate system…………..21 
Figure 3.2 Kinetic boundary condition at water surface………………………..23 
Chapter 4 
Figure 4.1 An example of free surface air-vortex………………………………31 
Figure 4.2 Various stages of development of air-entraining vortex: 
S1>S2>S3>S4 (Jain et al, 1978)……………………………………31 
Figure 4.3 The inflow to and circulation round a closed path 
in a flow field (Townson 1991)……………………………………..33 
Figure 4.4 The concept of simple Rankine vortex that including 
two parts: free vortex in outer zone and forced vortex 
in inner zone (Townson 1991)………………………………………33 
Figure 4.5 Definition of coordinate components……………………………….36 
Figure 4.6 An example of computed water surface profile with 
quasi-normal depth line and critical depth line……………………..45 
Figure 4.7 The effect of circulation on water surface profile and 
discharge at the intake with same water head………………………48 
Figure 4.8 Variation of intake discharge with circulation 
(a=0.025m, b=10-5 m2, water head=0.5m)………………………….49 
Figure 4.9 Different water surface profiles with different values 
of circulation while maintaining the constant intake discharge……..49 
Figure 4.10 Changing of water surface profile with different shape of the intake..51 
 xii
Figure 4.11 The effects of b on discharge (17a) and submergence 
(17b) at an intake…………………………………………………51 
Figure 4.12 Definition sketch of critical submergence………………………..52 
Figure 4.13 Comparison of computed critical submergence by the 
model (Eq. 47) and by Odgaard’s equation (51)………………….52 
Figure 4.14 The variation of critical submergence wit different values of b …53 
Chapter 5 
Figure 5.1 Definition sketch of the new coordinates…………………………57 
Figure 5.2 Illustration of the computational grid……………………………..59 
Figure 5.3 Definition sketch of cell-centered staggered grid in 
2D calculation……………………………………………………..60 
Figure 5.4 Illustration for the discretization scheme in momentum 
equations…………………………………………………………..61 
Figure 5.5 Water surface of flow with different discharges at the intake…….63 
Figure 5.6 Water surface of flow with different velocity at the outer-zone 
boundary…………………………………………………………..63 
Figure 5.7 Water surface of flow with different shape of the intake………….64 
Chapter 6 
Figure 6.1 Side view of the experimental facility ……………………………68 
Figure 6.2 Experimental site………………………………………………….68 
Figure 6.3 Schematic of sensor connection…………………………………..71 
Figure 6.4 Sensor calibration…………………………………………………71 
Figure 6.5 Time history of the free surface at four locations in different 
experiments: 
 a) Exp-1; b) Exp-2; c) Exp-3; d) Exp-4;…………………72 
Figure 6.6 The oscillation density at four locations in circular region………..73 
Figure 6.7 Curvilinear coordinates attached to the bottom…………………....75 
Figure 6.8 Illustration of computed water surface profile with 
quasi-normal and critical depth lines………………………………78 
Figure 6.9 Steady water surface profile with conditions of Exp-1…………….79 
Figure 6.10 Steady water surface profile with conditions of Exp-2…………….79 
Figure 6.11 Steady water surface profile with conditions of Exp-5…………….80 
Figure 6.12 Steady water surface profile with conditions of Exp-6…………….80 
 xiii
Figure 6.13 Illustration of staggered grid………………………………………..81 
Figure 6.14 Computed water surface profile in Exp-1………………………….84 
Figure 6.15 Computed water surface profile in Exp-2………………………….84 
Figure 6.16 Computed water surface profile in Exp-5………………………….85 
Figure 6.17 Computed water surface profile in Exp-6………………………….85 
Figure 6.18 Computed water surface profile in Exp-3………………………….86 
Figure 6.19 Computed water surface profile in Exp-4………………………….86 
Figure 6.20 Computed water surface profile in Exp-7………………………….87 
Figure 6.21 Computed water surface profile in Exp-8………………………….87 
Figure 6.22 Power spectrum of water surface displacement at point 3 in Exp-3…88 
Figure 6.23 Power spectrum of water surface displacement at point 4 in Exp-3…88 
Figure 6.24 Comparison of calculated and experimental results at point 3 
in Exp-3………………………………………………………………89 
Figure 6.25 Comparison of calculated and experimental results at point 4 
in Exp-3………………………………………………………………89 
Figure 6.26 Power spectrum of water surface displacement at point 3 in Exp-4…90 
Figure 6.27 Power spectrum of water surface displacement at point 4 in Exp-4…90 
Figure 6.28 Comparison of calculated and experimental results at point 3 
in Exp-4………………………………………………………………91 
Figure 6.29 Comparison of calculated and experimental results at point 4 
in Exp-4………………………………………………………………91 
Figure 6.30 Power spectrum of water surface displacement at point 3 in Exp-8…92 
Figure 6.31 Power spectrum of water surface displacement at point 4 in Exp-8…92 
Figure 6.32 Comparison of calculated and experimental results at point 3 
in Exp-8………………………………………………………………93 
Figure 6.33 Comparison of calculated and experimental results at point 4 
in Exp-8………………………………………………………………93 
Figure 6.34 Carpet plot of water surface in 2D simulation of Exp-1 …………….95 
Figure 6.35 Carpet plot of water surface in 2D simulation of Exp-2……………..95 
Figure 6.36 Carpet plot of water surface in 2D simulation of Exp-3……………..96 
Figure 6.37 Carpet plot of water surface in 2D simulation of Exp-4……………..96 
Figure 6.38 Carpet plot of water surface in 2D simulation of Exp-5……………..97 
Figure 6.39 Carpet plot of water surface in 2D simulation of Exp-6……………..97 
Figure 6.40 Carpet plot of water surface in 2D simulation of Exp-7……………..98 
Figure 6.41 Carpet plot of water surface in 2D simulation of Exp-8……………..98 
 xiv
Chapter 7 
Figure 7.1 Illustration for limitation of the model in concave topography………101 
Figure 7.2 Definition sketch of new generalized coordinate system…………….105 
Figure 7.3 Calculated water surface profile at different time steps of 
dam break flow in a dried-bed sloping channel: 
mHini 0.1= ; 01 30=α ; 
0
2 60=α ………………………………108 
Figure 7.4 Calculated water surface profile at different time steps of 
dam break flow in a dried-bed horizontal channel: 
mHini 0.1= ; 01 0=α ; 
0
2 60=α ………………………………..108 
Figure 7.5 Comparison of water surface profile for dried horizontal 
channel at different times: T = 0.4s; 1.0s; and 1.6s;ç ………………..109 
Figure 7.6 Comparison of water surface profile for wetted horizontal 
channel at different times: T = 0.4s; 0.6s; and 0.8s; ..............................109 
Figure 7.7 Calculated water surface profile at different time steps of 
dam break flow in a dried-bed sloping channel: 
mHini 0.1= ; 01 30=α ; 
0
2 60=α …………………………………110 
Figure 7.8 Calculated water surface profile at different time steps of 
dam break flow in a dried-bed horizontal channel: 
mHinimHini downup 5.0;0.1 == ;
0
1 30=α ; 
0
2 60=α ……………110 
 xv
List of Tables 
Table 4.1 Parameters used in the calculations of results in Figure 4.7……..48 
Table 4.2 Parameters used in the calculations of results in Figure 4.9……..49 
Table 4.3 Parameters used in the calculations of results in Figure 4.10……51 
Table 6.1 Experiment conditions……………………………………………73 
 1
Chapter 1 
INTRODUCTION 
The advent of modern computers has had a profound effect in all branches of engineering 
especially in hydraulics. The recent development of numerical methods and the 
capabilities of modern machines has changed the situation in which many problems were, 
up to recently, considered unsuited for numerical solution can now be solved without any 
difficulties (Brebbia and Ferrante 1983). 
The most open-channel flows of practical relevance in civil engineering are always 
strictly three-dimensional (3D); however, this feature is often of secondary importance, 
especially when the width-to-depth ratio is large and the vertical variation of the 
mean-flow quantities is not significant due to strong vertical mixing induced by the 
bottom shear stress. Based on these facts, a two-dimensional (2D) description of the flow 
is sufficient to successfully analyze the flows in most of open channels using the 
depth-averaged equations of motion. The depth averaging process used to derive these 
equations sacrifices flow details over the vertical dimension for simplicity and 
substantially reduces computational effort (Steffler and Jin 1993). 
 2
1.1 Classification of depth-averaged models: 
In spite of the variation of numerical methods applied in solving the governing equations 
in different practical problems, the depth-averaged models can be classified using several 
criteria such as: 
(1) Time dependence: 
a. Steady, 
b. Unsteady. 
(2) Spatial integral or spatial dimension: 
a. Integrate over a cross-section to get 1-D equations, 
b. Integrate the 3D equations from bottom to water surface (i.e. depth averaged 
model) to get 2D equations. 
(3) Pressure distribution: 
a. Hydrostatic pressure, 
b. Consideration of vertical acceleration (Boussinesq eq.). 
(5) Velocity distribution and evaluation of bottom shear stresses: 
a. Uniform velocity distribution or self-similarity of distribution, 
b. Modeling of local change of velocity distribution (secondary currents caused by 
stream-line curvature, velocity distribution with irrotational condition, etc.). 
(6) Turbulence model: 
a. 0-equation model (eddy viscosity proportional to depth multiplied by friction 
velocity), 
b. Depth averaged ε−k model. 
(7) Single layer model or two layered model: 
A multi-layered model which has more than two layers is classified as 3-D model. 
(8) Open channel flow or partially full pressurized flow: 
 3
a. Fully free water surface, 
b. Co-existence of open channel flows and pressurized flows in underground 
channels such as sewer networks. 
(9) Coordinate system: 
a. Cartesian coordinate set on a horizontal plane, 
b. (moving) Generalized curvilinear coordinate on a horizontal plane, 
c. Generalized curvilinear coordinate on an arbitrary 3-D surface. 
Based on their characteristics, one model can be